Unclaimed
Sudeep Singh Bajaj is a financial advisor in Chicago, Illinois. Sudeep is a registered representative of J.P. Morgan Securities LLC and has been in the industry since January 6, 2010. He is currently employed by J.p. Morgan Institutional Investments Inc. and holds Series 6, 7 and 63 licenses. Sudeep also passed the Securities Industry Essentials Exam in 2018. He is registered to sell securities in Iowa, Michigan, Minnesota, and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
02/18/2015 - Present
J.p. Morgan Institutional Investments Inc. (CHICAGO IL)
IL
10/01/2012 - 02/24/2015
J.P. MORGAN SECURITIES LLC (CHICAGO IL)
IL
01/06/2010 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (SCHAUMBURG IL)
BC
Issued 01/13/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/25/2015
Series 7 - General Securities Representative Examination
BC
Issued 01/05/2010
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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