Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sudeep? Claim Your ProfileSudeep Bansal is a financial advisor with Scotia Capital (usa) Inc. located in New York, NY. Sudeep joined Scotia Capital (usa) Inc. on May 3, 2023 and has over 5 years of experience in the financial services industry. Previously, Sudeep Bansal worked at Goldman Sachs & Co. LLC in New York, NY. Sudeep Bansal holds the Series 63, SIE, and Series 79 licenses. Sudeep Bansal is registered to conduct securities business in all 50 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
05/03/2023 - Present
Scotia Capital (usa) Inc. (NEW YORK NY)
NY
08/22/2017 - 05/03/2023
GOLDMAN SACHS & CO. LLC (NEW YORK NY)
BC
Issued 08/25/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/22/2017
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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