Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Subhathra? Claim Your ProfileSubhathra Saravanapavan is a financial advisor currently registered with TD Securities (usa) LLC. Subhathra has over 20 years of experience in the financial industry. Subhathra's previous employers include Mizuho Securities USA LLC and Deutsche Bank Securities Inc. Subhathra holds Series 3, 7, 9, 10, 63 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
08/02/2021 - Present
TD Securities (usa) LLC (NEW YORK NY)
NJ
09/12/2016 - 08/26/2021
MIZUHO SECURITIES USA LLC (ISELIN NJ)
NY
11/29/2001 - 09/01/2016
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
BC
Issued 10/01/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/19/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/20/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/02/2003
Series 3 - National Commodity Futures Examination
BC
Issued 11/28/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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