Unclaimed
Subhashis Biswas is a registered representative with BNP Paribas Securities Corp. located in Jersey City, NJ. Subhashis has been in the industry since July 25, 2014. Previously, Subhashis worked at MUFG Securities Americas Inc. and Deutsche Bank Securities Inc. Subhashis has passed the Securities Industry Essentials Examination (SIE) and the General Securities Representative Examination (Series 7).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
03/31/2022 - Present
BNP Paribas Securities Corp. (Jersey City NJ)
NY
07/05/2019 - 01/26/2022
MUFG SECURITIES AMERICAS INC. (NEW YORK NY)
NY
06/08/2012 - 07/19/2017
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
BC
Issued 07/19/2017
SIE - Securities Industry Essentials Examination
BC
Issued 06/07/2012
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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