Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Subhash? Claim Your ProfileSubhash Katial is a financial advisor with over 20 years of experience in the industry. Subhash Katial is currently registered with Osaic Wealth, Inc. and has previously been affiliated with a number of other firms, including FSC Securities Corporation, NFP Securities, Inc., MetLife Securities Inc., Metropolitan Life Insurance Company, Signator Investors, Inc., John Hancock Mutual Life Insurance Company, and New York Life Securities Inc. Subhash Katial has a broad range of experience providing investment advice, financial planning, and portfolio management services to individuals, corporations, and charitable organizations. Subhash Katial offers a variety of compensation arrangements, including fixed fees, hourly charges, and a percentage of assets. Subhash Katial is committed to providing clients with personalized service and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
IL
06/05/2024 - Present
Osaic Wealth, Inc. (BARRINGTON IL)
IL
10/19/2000 - 11/03/2023
FSC SECURITIES CORPORATION (BARRINGTON IL)
TX
09/11/2000 - 10/18/2000
NFP SECURITIES, INC. (AUSTIN TX)
MA
03/09/1999 - 09/20/2000
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
03/09/1999 - 09/20/2000
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
MA
01/16/1996 - 04/15/1999
SIGNATOR INVESTORS, INC. (BOSTON MA)
MA
01/16/1996 - 05/01/1997
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
NY
10/12/1982 - 05/26/1995
NYLIFE SECURITIES INC. (NEW YORK NY)
NA
12/13/1973 - 11/27/1979
NEW YORK LIFE VARIABLE CONTRACTS CORPORATION
IA
Issued 06/16/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/27/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/25/1999
Series 53 - Municipal Securities Principal Examination
BC
Issued 04/20/1998
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/10/1973
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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