Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Subbu? Claim Your ProfileSubbu Nambi is a financial professional with a strong track record in the securities industry. Subbu's career spans multiple years, with experience at both Cowen and Company and currently at Guggenheim Securities, LLC. Subbu holds a variety of licenses and registrations, including Series 7, 7TO, 86, 87, and SIE, demonstrating a commitment to staying current with industry regulations. Subbu is registered to provide investment advice and sell securities in multiple states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MA
09/07/2023 - Present
Guggenheim Securities, LLC (BOSTON MA)
NY
12/18/2018 - 03/19/2021
COWEN AND COMPANY (NEW YORK NY)
BC
Issued 09/22/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/20/2023
Series 7TO - General Securities Representative Examination
BC
Issued 07/20/2023
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 07/20/2023
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 12/19/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/18/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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