Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Subah? Claim Your ProfileSubah Nasim is a registered investment advisor representative with Neuberger Berman BD LLC. Subah holds the Series 7TO and SIE licenses as well as the Series 66 license which is a combined state securities law examination. Subah has been in the securities industry since March 2023.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
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Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
NY
07/17/2023 - Present
Neuberger Berman BD LLC (NEW YORK NY)
BOTH
Issued 07/15/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/25/2023
Series 7TO - General Securities Representative Examination
BC
Issued 09/03/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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