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Subadra Rajappa

SG Americas Securities, LLC

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About Subadra Rajappa

Subadra Rajappa has been in the securities industry since 2002. Subadra is currently registered with SG Americas Securities, LLC and is licensed in Connecticut, New Jersey, and New York. Subadra was previously registered with Morgan Stanley & Co. LLC, Countrywide Securities Corporation, and Citigroup Global Markets Inc. Subadra holds Series 3, 7, and 63 licenses and the Securities Industry Essentials Examination.

Firm Information

Subadra Rajappa is currently registered with SG Americas Securities, LLC. SG Americas Securities, LLC is a Limited Liability Company formed on August 8, 2003. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico. They have a history of regulatory events, including 109 disclosures, as well as a criminal disclosure and an arbitration disclosure.

Not reported

Assets Under Management

Not reported

Total Clients

557

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Subadra Rajappa’s Registration & Firm History

NY

10/30/2014 - Present

SG Americas Securities, LLC (NEW YORK NY)

NY

09/24/2009 - 03/26/2014

MORGAN STANLEY & CO. LLC (NEW YORK NY)

CA

02/07/2007 - 09/09/2008

COUNTRYWIDE SECURITIES CORPORATION (CALABASAS CA)

NY

12/18/2000 - 11/13/2006

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 12/20/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/28/2000

Series 3 - National Commodity Futures Examination

BC

Issued 12/14/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX PEARL, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Subadra Rajappa.
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