linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Su zhen Lu

Tradeup Securities, Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Su zhen? Claim Your Profile

About Su zhen Lu

Su zhen Lu is a registered representative with Tradeup Securities, Inc. and US Tiger Securities, Inc.. Su zhen Lu has been in the securities industry since February 29, 2016. Su zhen Lu holds the Series 99 and SIE licenses. Su zhen Lu has previously been registered with Haitong Securities USA LLC, Haitong International Securities (USA) Inc., and DBS Vickers Securities (USA) Inc..

Firm Information

Su zhen Lu is currently registered with Tradeup Securities, Inc.. Tradeup Securities, Inc. is a corporation formed on September 3, 1986. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

19

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Su zhen Lu’s Registration & Firm History

NJ

11/02/2021 - Present

Tradeup Securities, Inc. (ROSELAND NJ)

NY

01/07/2019 - 11/16/2021

HAITONG SECURITIES USA LLC (New York NY)

NY

09/25/2018 - 11/16/2021

HAITONG INTERNATIONAL SECURITIES (USA) INC. (NEW YORK NY)

NY

09/02/2015 - 03/27/2018

DBS VICKERS SECURITIES (USA) INC. (NEW YORK NY)

Not sure if Su zhen Lu is right for you?

Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/02/2015

Series 99 - Operations Professional Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Su zhen Lu.
Not sure if Su zhen Lu is right for you?