Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Su? Claim Your ProfileSu Tao is a registered representative with Bofa Securities, Inc. Su Tao is based in Los Angeles, CA and has been in the industry since August 2022. Su Tao has passed the Series 63, Series 79TO, and SIE exams. Su Tao has been registered with FINRA since August 2022. Su Tao is a registered representative in California. Su Tao's firm, Bofa Securities, Inc., is a broker-dealer that offers a variety of financial services, including investment banking, securities brokerage, and investment advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Research-related services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Negotiated fees for research-related services
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2
CA
08/22/2022 - Present
Bofa Securities, Inc. (LOS ANGELES CA)
BC
Issued 08/27/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/22/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 07/08/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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