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Su Tang

Empire Investment Inc.

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About Su Tang

Su Tang is a financial professional with over 25 years of experience in the industry. Su is currently registered with Empire Investment Inc. as a General Securities Representative and holds the Series 7, Series 63 and SIE licenses. Previously, Su was registered with Lido Securities Corp. Su's current registration is active and in good standing. Su is based in Flushing, New York.

Firm Information

Su Tang is currently registered with Empire Investment Inc.. Empire Investment Inc. is a corporation approved on October 31, 1984. The firm has one approved SEC registration and no approved state registrations. They have reported 4 regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

4

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Su Tang’s Registration & Firm History

NY

10/31/2002 - Present

Empire Investment Inc. (FLUSHING NY)

NY

05/16/1996 - 10/11/2002

LIDO SECURITIES CORP. (FLUSHING NY)

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Licenses & Designations

BC

Issued 06/22/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/28/1993

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Su Tang.
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