Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Su-chang? Claim Your ProfileSu-chang Li is a financial professional with over 13 years of experience in the industry. Su-chang has a Series 7, Series 99TO and Series 27 license. Su-chang currently works at Commerz Markets LLC. Su-chang Li was previously employed at RABO Securities USA, INC. and Goldman, Sachs & Co.. Su-chang Li's experience includes roles at broker-dealers and investment advisory firms.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
09/13/2018 - Present
Commerz Markets LLC (NEW YORK NY)
NY
05/20/2015 - 09/11/2018
RABO SECURITIES USA, INC. (NEW YORK NY)
NJ
08/19/2010 - 05/22/2015
GOLDMAN, SACHS & CO. (JERSEY CITY NJ)
BC
Issued 09/04/2024
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/18/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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