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Stuti Sharma

Riversource Distributors, Inc.

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About Stuti Sharma

Stuti Sharma is a financial professional with experience in the financial services industry. Stuti holds the Series 6TO and SIE licenses and is currently registered with Riversource Distributors, Inc. in Minnesota. Previously, Stuti was associated with Ameriprise Financial Services, LLC in Gurugram Haryana.

Firm Information

Stuti Sharma is currently registered with Riversource Distributors, Inc.. Riversource Distributors, Inc. is a corporation formed on December 9, 2005, and is registered to operate in all 50 states, as well as Puerto Rico and the District of Columbia. The firm has been approved by the SEC and has been subject to two regulatory events and one arbitration claim.

Not reported

Assets Under Management

Not reported

Total Clients

144

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Stuti Sharma’s Registration & Firm History

MN

07/05/2024 - Present

Riversource Distributors, Inc. (Minneapolis MN)

NA

05/31/2024 - 07/05/2024

AMERIPRISE FINANCIAL SERVICES, LLC (Gurugram Haryana )

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Licenses & Designations

BC

Issued 05/31/2024

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 04/15/2024

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Stuti Sharma.
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