Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stuthi? Claim Your ProfileStuthi Chawla is a licensed securities agent in the state of California. Stuthi is affiliated with J.P. Morgan Securities LLC. Stuthi holds the Series 63, Series 6, Series 6TO and SIE licenses. Stuthi is a registered representative with FINRA and has been active in the securities industry since 2004. Stuthi has experience with CITIGROUP GLOBAL MARKETS INC and CITICORP INVESTMENT SERVICES. Stuthi's specializations include equities, fixed income, mutual funds, variable annuities, and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
CA
07/26/2024 - Present
J.p. Morgan Securities LLC (Cupertino CA)
CA
05/29/2007 - 10/07/2008
CITIGROUP GLOBAL MARKETS INC. (BURLINGAME CA)
CA
09/20/2004 - 05/29/2007
CITICORP INVESTMENT SERVICES (BURLINGAME CA)
BC
Issued 08/15/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/25/2024
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 07/02/2024
SIE - Securities Industry Essentials Examination
BC
Issued 09/17/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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