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Stuart Zimmerman Feldman

National Financial Services LLC

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About Stuart Zimmerman Feldman

Stuart Feldman is a financial professional with over 20 years of experience in the financial services industry. Stuart is currently registered with National Financial Services LLC in Boston, MA. Stuart has held previous positions with Fidelity Brokerage Services LLC, Jefferies & Company, Inc., Hedge Fund Capital Partners, LLC, Trautman Wasserman & Company, Inc., U.S. Clearing Corp. and CMJ Partners LLC. Stuart holds Series 7, 24, 55 and 63 licenses.

Firm Information

Stuart Feldman is currently registered with National Financial Services LLC. National Financial Services LLC is a Limited Liability Company formed in June 2000. The firm is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. The firm has been the subject of 45 regulatory event disclosures, 1 civil event disclosure and 14 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

598

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Stuart Feldman’s Registration & Firm History

MA

09/10/2010 - Present

National Financial Services LLC (BOSTON MA)

MA

01/22/2021 - 01/26/2021

FIDELITY BROKERAGE SERVICES LLC (BOSTON MA)

NY

04/22/2008 - 09/02/2010

JEFFERIES & COMPANY, INC. (NEW YORK NY)

NY

05/01/2007 - 04/25/2008

HEDGE FUND CAPITAL PARTNERS, LLC (BROOKLYN NY)

NY

01/31/2000 - 05/09/2005

TRAUTMAN WASSERMAN & COMPANY, INC. (NEW YORK NY)

TX

05/22/1997 - 01/08/1998

U.S. CLEARING CORP. (DALLAS TX)

NY

03/11/1997 - 04/30/1997

CMJ PARTNERS LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 03/09/2012

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/24/2014

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/01/2001

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 05/18/1994

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MEMX LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Stuart Zimmerman Feldman.
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