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Stuart Willie Starosta

Smbc Nikko Securities America, Inc.

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About Stuart Willie Starosta

Stuart Willie Starosta is a financial professional with over 10 years of experience in the industry. Stuart is currently registered with Smbc Nikko Securities America, Inc. Prior to joining Smbc Nikko Securities America, Inc., Stuart was employed with Morgan Stanley & Co. Incorporated. Stuart holds the Series 16 exam.

Firm Information

Stuart Starosta is currently registered with Smbc Nikko Securities America, Inc.. Smbc Nikko Securities America, Inc. is a Corporation registered in the United States and has been in operation since August 8, 1990. The firm has a presence in all 50 states and the District of Columbia, with a total of 52 state registrations. Smbc Nikko Securities America, Inc. has one SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

313

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Stuart Starosta’s Registration & Firm History

NY

05/19/2011 - Present

Smbc Nikko Securities America, Inc. (NEW YORK NY)

NY

12/16/2010 - 05/20/2011

MORGAN STANLEY & CO. INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 12/10/2010

Series 16 - NYSE Supervisory Analyst Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Stuart Willie Starosta.
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