Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stuart? Claim Your ProfileStuart Giles is a financial professional with over 3 years of experience in the industry. Stuart is registered with Tradition Securities And Derivatives LLC. Stuart holds the Series 3, 4, 7, 24, 57, and 63 securities licenses. Stuart also holds a SIE designation. Stuart has been active in the securities industry since December 2019.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
12/04/2019 - Present
Tradition Securities AND Derivatives LLC (New York NY)
BC
Issued 08/13/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/17/2023
Series 4 - Registered Options Principal Examination
BC
Issued 03/15/2021
Series 24 - General Securities Principal Examination
BC
Issued 02/06/2023
Series 57TO - Securities Trader Exam
BC
Issued 12/04/2019
Series 7TO - General Securities Representative Examination
BC
Issued 10/02/2019
SIE - Securities Industry Essentials Examination
BC
Issued 01/17/2019
Series 3 - National Commodity Futures Examination
Active
Inactive
B
BOX Exchange LLC
F
FINRA
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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