Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stuart? Claim Your ProfileStuart Whatley is an investment advisor representative with Raymond James Financial Services Advisors, Inc. Stuart is a registered investment advisor in Alabama and Texas. Stuart has been in the securities industry since December 1989. Stuart has held previous positions at WACHOVIA SECURITIES, LLC, PRUDENTIAL SECURITIES INCORPORATED, UBS PAINEWEBBER INC., and J.C. BRADFORD & CO.. Stuart has a wide range of experience in providing financial and investment advice. Stuart is a member of the Alabama School of Fine Arts Foundation board and serves as chair of the finance committee. Stuart also holds an ownership position at Ingram Whatley, LLC, and Guthrie Whatley Ingram Dozier Llc. Stuart is a Registered Representative of Raymond James Financial Services and is also registered as an Investment Adviser Representative in Alabama.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
AL
08/15/2012 - Present
Raymond James Financial Services Advisors, Inc. (BIRMINGHAM AL)
AL
07/01/2003 - 01/23/2008
WACHOVIA SECURITIES, LLC (BIRMINGHAM AL)
NY
06/15/2001 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NJ
01/31/1997 - 08/02/2001
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
NY
12/20/1989 - 02/06/1997
J.C. BRADFORD & CO. (NEW YORK NY)
IA
Issued 03/09/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/28/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/16/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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