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Stuart W Payne

Pruco Securities, LLC

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About Stuart W Payne

Stuart Payne is a financial advisor who has been in the industry since 2006. Stuart is currently registered with Pruco Securities, LLC and is located in Columbus, OH. Stuart is also a registered investment advisor in Ohio. Stuart has a wide range of experience, having worked with a number of firms including J.P. Morgan Securities LLC, Equity Services, Inc., AXA Advisors, LLC and W&S Brokerage Services, Inc. Stuart has also worked with a number of other firms, such as Cetera Investment Services LLC, Foresters Equity Services, Inc., Allstate Financial Services, LLC, Princor Financial Services Corporation, A. G. Edwards & Sons, Inc., UVEST Financial Services Group, Inc., PrimeVest Financial Services, Inc., Edward Jones, The Huntington Investment Company, Nationwide Advisory Services, Inc. Stuart specializes in providing investment advice to individuals, high-net-worth individuals, corporations or other businesses, and trusts and estates.

Firm Information

Stuart Payne is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

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Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Compensation from lpl enterprise, llc

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Stuart Payne’s Registration & Firm History

OH

04/15/2024 - Present

Pruco Securities, LLC (COLUMBUS OH)

OH

01/15/2021 - 02/05/2021

J.P. MORGAN SECURITIES LLC (Westerville OH)

OH

01/14/2020 - 05/21/2020

EQUITY SERVICES, INC. (WESTERVILLE OH)

OH

07/23/2018 - 10/24/2018

AXA ADVISORS, LLC (COLUMBUS OH)

OH

09/08/2017 - 03/27/2018

W&S BROKERAGE SERVICES, INC. (Lancaster OH)

FL

06/15/2017 - 07/31/2017

MML INVESTORS SERVICES, LLC (TAMPA FL)

FL

01/19/2017 - 05/10/2017

GWN SECURITIES INC. (Tampa FL)

FL

01/25/2016 - 12/19/2016

CETERA INVESTMENT SERVICES LLC (PALM HARBOR FL)

CA

01/27/2011 - 10/07/2014

FORESTERS EQUITY SERVICES, INC. (SAN DIEGO CA)

OH

01/18/2008 - 02/24/2009

ALLSTATE FINANCIAL SERVICES, LLC (LANCASTER OH)

OH

02/24/2006 - 01/29/2008

PRINCOR FINANCIAL SERVICES CORPORATION (LITHOPOLIS OH)

MO

03/30/2005 - 02/03/2006

A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)

NC

09/27/2004 - 03/31/2005

UVEST FINANCIAL SERVICES GROUP, INC. (CHARLOTTE NC)

MN

01/31/2001 - 10/01/2004

PRIMEVEST FINANCIAL SERVICES, INC. (ST. CLOUD MN)

MO

05/03/2000 - 01/25/2001

EDWARD JONES (ST. LOUIS MO)

OH

03/31/1997 - 06/04/1997

THE HUNTINGTON INVESTMENT COMPANY (COLUMBUS OH)

OH

01/01/1996 - 02/07/1997

NATIONWIDE ADVISORY SERVICES, INC. (COLUMBUS OH)

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Licenses & Designations

BC

Issued 01/06/2024

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 04/11/2016

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 01/02/2023

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/01/2000

Series 7 - General Securities Representative Examination

BC

Issued 12/26/1995

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Stuart W Payne.
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