Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stuart? Claim Your ProfileStuart Simon is a financial professional with over 24 years of experience in the industry. Stuart has a broad range of experience and holds numerous licenses including Series 7, 24, 55, 63, and SIE. Stuart currently works at Kensington Capital Corp., where he has been a Registered Representative since June 1998. Stuart is licensed in multiple states including New York, New Jersey, Maryland, Florida, and California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
06/23/1998 - Present
Kensington Capital Corp. (BROOKLYN NY)
BC
Issued 06/15/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 01/09/2013
Series 4 - Registered Options Principal Examination
BC
Issued 03/14/2003
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/04/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 05/20/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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