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Stuart Shoji Tsujimoto

Cetera Investment Advisers LLC

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About Stuart Shoji Tsujimoto

Stuart Tsujimoto is a financial advisor with over 55 years of experience in the industry. Stuart is currently registered with Cetera Investment Advisers LLC and has been with the firm since 2013. Stuart has held various positions in the financial industry, including President/Owner of APS Planning Service, Inc. Stuart is a Certified Financial Planner and holds Series 63, 24, 51, 7TO, SIE, and 1 licenses. Stuart specializes in working with individuals, businesses, charitable organizations, pension and profit-sharing plans, and state or municipal government entities.

Firm Information

Stuart Tsujimoto is currently registered with Cetera Investment Advisers LLC. Cetera Investment Advisers LLC is a large financial advisory firm with over 6,600 registered representatives and investment advisor representatives. Headquartered in Schaumburg, Illinois, Cetera provides a wide range of financial services, including financial planning, portfolio management, and pension consulting. The firm manages over $104 billion in assets and serves a diverse client base, including individuals, businesses, charitable organizations, and pension plans.
Cetera Investment Advisers LLC

25500 HAWTHORNE BLVD STE 1140

TORRANCE, CA 90505

$104.47B

Assets Under Management

16,618

Total Clients

7,280

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Stuart Tsujimoto’s Registration & Firm History

CA

06/29/2023 - Present

Cetera Investment Advisers LLC (TORRANCE CA)

NA

08/20/1985 - 04/10/1989

AMERICAN PACIFIC SECURITIES CORPORATION

NA

07/30/1968 - 08/20/1985

UNIVERSAL HERITAGE INVESTMENTS CORPORATION

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Licenses & Designations

BC

Issued 11/30/1983

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 1/2/2023

Series 24 - General Securities Principal Examination

BC

Issued 5/20/2003

Series 51 - Municipal Fund Securities Principal Examination

BC

Issued 12/15/1975

Series 00 - General Securities Principal Examination

BC

Issued 1/2/2023

Series 7TO - General Securities Representative Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 7/22/1968

Series 1 - Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Stuart Shoji Tsujimoto.
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