Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stuart? Claim Your ProfileStuart Sellars Wallace is a financial professional with over 20 years of experience in the industry. Stuart Sellars Wallace currently works at USI Advisors and has been with the firm since January 2019. Prior to joining USI Advisors, Stuart Sellars Wallace worked at Securities America, Inc. from November 2016 to December 2018. Stuart Sellars Wallace has a diverse background in financial services, having held previous positions at CUNA Brokerage Services, Inc., Purche Kaplan Sterling Investments, Behringer Securities LP, Cambridge Investment Research, Inc., Woodbury Financial Services, Inc., Jackson National Life Distributors LLC, Nationwide Investment Services Corporation, Sun Life Financial Distributors, Inc., Directed Services, Inc., Park Avenue Securities LLC, Guardian Investor Services LLC, H.D. Vest Investment Services, and H.D. Vest Investment Securities, Inc.. Stuart Sellars Wallace is a registered investment advisor representative in Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Seminars and consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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CT
01/25/2019 - Present
USI Advisors (GLASTONBURY CT)
TX
11/02/2016 - 12/20/2018
SECURITIES AMERICA, INC. (DALLAS TX)
IA
01/08/2014 - 10/06/2016
CUNA BROKERAGE SERVICES, INC. (WAVERLY IA)
TX
05/02/2012 - 11/26/2013
PURSHE KAPLAN STERLING INVESTMENTS (DALLAS TX)
TX
05/17/2011 - 04/10/2012
BEHRINGER SECURITIES LP (ADDISON TX)
TX
01/18/2011 - 06/01/2011
CAMBRIDGE INVESTMENT RESEARCH, INC. (ALLEN TX)
TX
05/15/2009 - 11/30/2010
WOODBURY FINANCIAL SERVICES, INC. (ALLEN TX)
TN
02/06/2008 - 01/06/2009
JACKSON NATIONAL LIFE DISTRIBUTORS LLC (FRANKLIN TN)
OH
05/05/2006 - 02/07/2008
NATIONWIDE INVESTMENT SERVICES CORPORATION (COLUMBUS OH)
MA
07/20/2005 - 04/27/2006
SUN LIFE FINANCIAL DISTRIBUTORS, INC. (WELLESLEY HILLS MA)
PA
12/03/2003 - 07/27/2005
DIRECTED SERVICES, INC. (WEST CHESTER PA)
NY
09/19/2002 - 12/09/2003
PARK AVENUE SECURITIES LLC (NEW YORK NY)
NY
04/25/2002 - 11/25/2003
GUARDIAN INVESTOR SERVICES LLC (NEW YORK NY)
TX
01/19/2001 - 05/01/2002
H.D. VEST INVESTMENT SERVICES (DALLAS TX)
TX
02/18/1999 - 07/13/2000
H.D. VEST INVESTMENT SECURITIES, INC. (DALLAS TX)
IA
Issued 04/09/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/22/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/22/1999
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/25/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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