Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stuart? Claim Your ProfileStuart Simpson is a financial professional with over 20 years of experience in the financial services industry. Stuart is currently a registered representative with Stifel, Nicolaus & Company, Inc. Stuart has worked for a number of firms throughout their career including Morgan Keegan & Company, Inc., Signator Investors, Inc., FTN Midwest Securities Corp., Raymond James & Associates, Inc. and J.C. Bradford & Co. Stuart has passed numerous industry exams, including the Series 7, Series 24, Series 55, Series 57, and Series 63 exams. Stuart is an active member of the financial community and is committed to providing clients with comprehensive financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TN
10/22/2015 - Present
Stifel, Nicolaus & Company, Inc. (NASHVILLE TN)
TN
04/08/2010 - 09/14/2010
MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)
TN
10/30/2008 - 03/15/2010
SIGNATOR INVESTORS, INC. (NASHVILLE TN)
TN
07/07/2004 - 07/29/2008
FTN MIDWEST SECURITIES CORP. (NASHVILLE TN)
FL
07/06/2000 - 07/19/2004
RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)
NY
02/09/1999 - 07/06/2000
J.C. BRADFORD & CO. (NEW YORK NY)
BC
Issued 07/26/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/04/2008
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/21/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 02/05/1999
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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