Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stuart? Claim Your ProfileStuart Reff is a financial advisor with Purshe Kaplan Sterling Investments. Stuart has been in the financial industry since June 2013. Stuart is registered with the state of New York and holds the Series 66, Series 7, Series 24, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
07/26/2021 - Present
Purshe Kaplan Sterling Investments (ALBANY NY)
CA
06/23/2021 - 07/27/2021
CETERA ADVISOR NETWORKS LLC (EL SEGUNDO CA)
CO
06/23/2021 - 07/27/2021
CETERA ADVISORS LLC (GREENWOOD VILLAGE CO)
IL
06/23/2021 - 07/27/2021
CETERA FINANCIAL SPECIALISTS LLC (SCHAUMBURG IL)
MN
06/23/2021 - 07/27/2021
CETERA INVESTMENT SERVICES LLC (ST. CLOUD MN)
CA
06/23/2021 - 07/27/2021
FIRST ALLIED SECURITIES, INC. (SAN DIEGO CA)
NY
07/07/2014 - 05/26/2021
PURSHE KAPLAN STERLING INVESTMENTS (ALBANY NY)
NY
03/08/2013 - 04/17/2014
AXA ADVISORS, LLC (CLIFTON PARK NY)
BOTH
Issued 05/13/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/14/2015
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/07/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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