Unclaimed
Stuart Redman Brunet has been in the financial industry since December 1994. Stuart is currently registered with Nuveen Securities, LLC and is located in Chicago, Illinois. Stuart has a variety of industry experience including time with Teachers Personal Investors Services, Inc., Charles Schwab & Co., Inc., Atlas Securities, Inc., Rafferty Capital Markets, LLC, Marketocracy Brokerage Services LLC, Preferred Capital Markets, Inc., Fidelity Brokerage Services, Inc. and Fidelity Distributors Corporation. Stuart holds several licenses including Series 6, 7, 24, 55, and 63, as well as the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
01/03/2017 - Present
Nuveen Securities, LLC (CHICAGO IL)
CA
06/07/2007 - 12/31/2016
TEACHERS PERSONAL INVESTORS SERVICES, INC. (SAN FRANCISCO CA)
TX
12/19/2006 - 04/17/2007
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
CA
04/12/2005 - 12/06/2006
ATLAS SECURITIES, INC. (SAN LEANDRO CA)
NY
07/24/2003 - 04/13/2005
RAFFERTY CAPITAL MARKETS, LLC (GARDEN CITY NY)
CA
09/12/2000 - 06/18/2001
MARKETOCRACY BROKERAGE SERVICES LLC (LOS ALTOS HILLS CA)
CA
01/04/1994 - 12/17/1999
PREFERRED CAPITAL MARKETS, INC. (SAN FRANCISCO CA)
NA
03/26/1987 - 10/11/1988
FIDELITY BROKERAGE SERVICES, INC.
NA
06/10/1986 - 12/12/1986
FIDELITY DISTRIBUTORS CORPORATION
BC
Issued 01/10/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/06/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/17/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 01/03/1994
Series 7 - General Securities Representative Examination
BC
Issued 06/09/1986
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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