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Stuart Redman Brunet

Nuveen Securities, LLC

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About Stuart Redman Brunet

Stuart Redman Brunet has been in the financial industry since December 1994. Stuart is currently registered with Nuveen Securities, LLC and is located in Chicago, Illinois. Stuart has a variety of industry experience including time with Teachers Personal Investors Services, Inc., Charles Schwab & Co., Inc., Atlas Securities, Inc., Rafferty Capital Markets, LLC, Marketocracy Brokerage Services LLC, Preferred Capital Markets, Inc., Fidelity Brokerage Services, Inc. and Fidelity Distributors Corporation. Stuart holds several licenses including Series 6, 7, 24, 55, and 63, as well as the SIE exam.

Firm Information

Stuart Brunet is currently registered with Nuveen Securities, LLC. Nuveen Securities, LLC is a Limited Liability Company formed in September 1967. The firm is registered in 53 states and has one SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

66

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Stuart Brunet’s Registration & Firm History

IL

01/03/2017 - Present

Nuveen Securities, LLC (CHICAGO IL)

CA

06/07/2007 - 12/31/2016

TEACHERS PERSONAL INVESTORS SERVICES, INC. (SAN FRANCISCO CA)

TX

12/19/2006 - 04/17/2007

CHARLES SCHWAB & CO., INC. (WESTLAKE TX)

CA

04/12/2005 - 12/06/2006

ATLAS SECURITIES, INC. (SAN LEANDRO CA)

NY

07/24/2003 - 04/13/2005

RAFFERTY CAPITAL MARKETS, LLC (GARDEN CITY NY)

CA

09/12/2000 - 06/18/2001

MARKETOCRACY BROKERAGE SERVICES LLC (LOS ALTOS HILLS CA)

CA

01/04/1994 - 12/17/1999

PREFERRED CAPITAL MARKETS, INC. (SAN FRANCISCO CA)

NA

03/26/1987 - 10/11/1988

FIDELITY BROKERAGE SERVICES, INC.

NA

06/10/1986 - 12/12/1986

FIDELITY DISTRIBUTORS CORPORATION

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Licenses & Designations

BC

Issued 01/10/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/06/2000

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/17/1999

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 01/03/1994

Series 7 - General Securities Representative Examination

BC

Issued 06/09/1986

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Stuart Redman Brunet.
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