Unclaimed
Stuart Quinn Hoshide is a financial advisor with over 30 years of experience in the industry. Currently, Stuart Quinn Hoshide is registered with Cetera Investment Advisers LLC. Previously, Stuart Quinn Hoshide was registered with FIRST ALLIED SECURITIES, INC., FFP SECURITIES, INC., PRUCO SECURITIES CORPORATION, and THE PRUDENTIAL INSURANCE COMPANY OF AMERICA. Stuart Quinn Hoshide holds the Series 6, 7, 24, 26, 63, 65, 99TO and SIE securities licenses. Stuart Quinn Hoshide specializes in financial planning, portfolio management for individuals and businesses, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
11/01/2022 - Present
Cetera Investment Advisers LLC (ORANGE CA)
CA
05/30/2008 - 09/08/2022
FIRST ALLIED SECURITIES, INC. (ORANGE CA)
CA
04/26/1989 - 05/30/2008
FFP SECURITIES, INC. (ORANGE CA)
NA
01/23/1989 - 05/16/1989
PRUCO SECURITIES CORPORATION
NA
01/23/1989 - 05/16/1989
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
IA
Issued 12/16/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 4/6/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 3/15/1993
Series 24 - General Securities Principal Examination
BC
Issued 12/12/1990
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 1/2/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 9/8/1992
Series 7 - General Securities Representative Examination
BC
Issued 1/20/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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