Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stuart? Claim Your ProfileStuart Vaughn is a financial advisor in Chattanooga, Tennessee. Stuart is a licensed professional who has been in the industry since April 2000. Stuart holds the Series 63, Series 24, Series 7, and SIE licenses. Stuart's current employer is Osaic Wealth, Inc., where Stuart provides financial planning, pension consulting, and educational seminars. Stuart has also previously been associated with Raymond James & Associates, Inc. and First Tennessee Brokerage, Inc. in the past.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
TN
01/19/2024 - Present
Osaic Wealth, Inc. (CHATTANOOGA TN)
TN
03/01/2019 - 01/19/2024
WOODBURY FINANCIAL SERVICES, INC. (CHATTANOOGA TN)
TN
01/08/2015 - 03/01/2019
QUESTAR CAPITAL CORPORATION (CHATTANOOGA TN)
TN
12/03/2013 - 01/07/2015
SECURITIES SERVICE NETWORK, INC. (CHATTANOOGA TN)
TN
05/24/2004 - 12/16/2013
RAYMOND JAMES & ASSOCIATES, INC. (CHATTANOOGA TN)
TN
11/08/2002 - 05/26/2004
FIRST TENNESSEE BROKERAGE, INC. (MEMPHIS TN)
FL
06/21/1999 - 01/18/2002
RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)
BC
Issued 06/26/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/12/2003
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/19/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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