Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stuart? Claim Your ProfileStuart Nichols is a financial advisor with over 39 years of experience in the industry. Stuart is currently registered with Osaic Wealth, Inc. in New York. Stuart has been with Osaic Wealth, Inc. since September 2023. Previously, Stuart was registered with SAGEPOINT FINANCIAL, INC. in New York from October 2005 to September 2023. Stuart is also registered as an Investment Advisor Representative in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
09/01/2023 - Present
Osaic Wealth, Inc. (TUPPER LAKE NY)
NY
10/31/2005 - 09/01/2023
SAGEPOINT FINANCIAL, INC. (TUPPER LAKE NY)
AZ
09/17/1991 - 10/31/2005
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
NA
11/16/1989 - 09/23/1991
F & G SECURITIES, INC.
CA
04/13/1984 - 11/09/1989
TRAVELERS EQUITIES SALES, INC. (EL SEGUNDO CA)
IA
Issued 11/19/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/07/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/05/2004
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 05/01/1993
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 04/07/1984
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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