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Stuart Paul Conrad

JCC Capital Markets, LLC

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About Stuart Paul Conrad

Stuart Paul Conrad is a registered representative with JCC Capital Markets, LLC, a firm based in Laguna Niguel, CA. Conrad has been in the financial industry since 1992 and has a range of experience in the industry. Conrad is licensed to sell securities in Georgia.

Firm Information

Stuart Conrad is currently registered with JCC Capital Markets, LLC. JCC Capital Markets, LLC is a Limited Liability Company formed in May 2007. The firm is registered in all 50 states and the District of Columbia, as well as with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

23

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Stuart Conrad’s Registration & Firm History

CA

12/08/2023 - Present

JCC Capital Markets, LLC (LAGUNA NIGUEL CA)

NY

07/29/1993 - 04/24/2000

DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)

NA

06/04/1992 - 07/21/1993

CONRAD SECURITIES CORPORATION

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Licenses & Designations

BC

Issued 07/11/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/18/1992

Series 24 - General Securities Principal Examination

BC

Issued 12/08/2023

Series 82TO - Limited Representative-Private Securities Offerings

BC

Issued 06/16/2023

SIE - Securities Industry Essentials Examination

BC

Issued 03/13/1992

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Stuart Paul Conrad.
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