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Stuart Mullendore McDowell

Empower Advisory Group, LLC

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About Stuart Mullendore McDowell

Stuart McDowell is a financial advisor with Empower Advisory Group, LLC in Greenwood Village, CO. Stuart has been in the securities industry since June 17, 1991 and holds several licenses and registrations including Series 6, 7, 24, 63, and 65. Stuart is also a registered Investment Advisor in the state of Massachusetts. Empower Advisory Group, LLC specializes in financial planning and portfolio management for individuals and also provides educational seminars.

Firm Information

Stuart McDowell is currently registered with Empower Advisory Group, LLC. Empower Advisory Group, LLC is a financial advisory firm based in Greenwood Village, CO, providing financial planning, portfolio management for individuals, and educational seminars. They manage over $134 billion in assets for a diverse clientele including individuals, high-net-worth individuals, corporations, charitable organizations, pension and profit-sharing plans, and state or municipal government entities. The firm has over 700 investment advisor representatives and is registered with the SEC under number 801-58105.
Empower Advisory Group, LLC

8515 EAST ORCHARD RD 4T2

GREENWOOD VILLAGE, CO 80111

$134.28B

Assets Under Management

18

Total Clients

1,128

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Stuart McDowell’s Registration & Firm History

CO

09/06/2017 - Present

Empower Advisory Group, LLC (GREENWOOD VILLAGE CO)

MA

04/27/2007 - 09/28/2011

CAMBRIDGE INVESTMENT RESEARCH, INC. (ANDOVER MA)

MA

10/07/1996 - 04/27/2007

LINSCO/PRIVATE LEDGER CORP. (ANDOVER MA)

NY

01/24/1994 - 10/22/1996

LIBERTY SECURITIES CORPORATION (PURCHASE NY)

MN

06/22/1988 - 01/17/1994

AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)

MN

06/22/1988 - 01/17/1994

IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)

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Licenses & Designations

IA

Issued 07/17/2017

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 12/31/2015

Series 63 - Uniform Securities Agent State Law Examination

BOTH

Issued 05/25/2006

Series 66 - Uniform Combined State Law Examination

BC

Issued 02/21/1996

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/22/2015

Series 6 - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 06/18/1988

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Stuart Mullendore McDowell. Review regulatory record here.
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