Unclaimed
Stuart Michael Singer is a financial advisor who has been working in the financial industry since 1979. He is currently registered with Janney Montgomery Scott LLC. Stuart Singer has a wide range of experience, holding registrations in several states for both brokerage and investment advisory services. He has also held previous positions with UBS Financial Services Inc., J.C. Bradford & Co., and Howard, Weil, Labouisse, Friedrichs Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fee plus commission
1
2
NC
03/02/2007 - Present
Janney Montgomery Scott LLC (CHARLOTTE NC)
NJ
08/14/2000 - 08/28/2003
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NY
06/13/1988 - 08/14/2000
J.C. BRADFORD & CO. (NEW YORK NY)
NA
08/22/1979 - 06/02/1988
HOWARD, WEIL, LABOUISSE, FRIEDRICHS INC.
IA
Issued 12/16/1991
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/21/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/02/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/25/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/28/1982
Series 15 - Foreign Currency Options Examination
BC
Issued 11/17/1981
Series 5 - Interest Rate Options Examination
BC
Issued 08/18/1979
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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