Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stuart? Claim Your ProfileStuart Max Gollomp is a financial advisor with Ameriprise Financial Services, LLC. Stuart has been in the financial services industry since 1986. He is a registered representative of Ameriprise Financial Services, Inc. and is licensed to sell securities in Connecticut, Illinois, Massachusetts, New Jersey, New York, and Vermont. Stuart also holds the Series 7 and Series 63 licenses. Stuart provides financial planning, asset allocation services, portfolio management for businesses and individuals, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CT
05/30/2014 - Present
Ameriprise Financial Services, LLC (Westport CT)
CT
10/24/2006 - 06/18/2014
OPPENHEIMER & CO. INC. (STAMFORD CT)
NY
07/01/2003 - 10/20/2006
WACHOVIA SECURITIES, LLC (NEW YORK NY)
NY
10/04/2002 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
01/23/2001 - 10/14/2002
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
02/01/2000 - 01/31/2001
CHASE SECURITIES INC. (NEW YORK NY)
CA
08/30/1996 - 02/01/2000
HAMBRECHT & QUIST LLC (SAN FRANCISCO CA)
NY
04/14/1994 - 09/10/1996
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
05/20/1986 - 04/19/1994
LEHMAN BROTHERS INC. (NEW YORK NY)
IA
Issued 10/06/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/21/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/17/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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