Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stuart? Claim Your ProfileStuart Seffrood is an investment advisor representative at BFC Planning, Inc., with over 25 years of experience in the financial services industry. Stuart has been registered with the state of Wisconsin since 1997 and is currently licensed to offer securities and investment advisory services. He is also a registered investment advisor. Stuart holds several licenses, including Series 3, 6, 7, and 65, and SIE. In addition to his work with BFC Planning, Inc., Stuart is also the owner of Seffrood Wealth Management and Seffrood Heifer Ranch. Stuart has experience working with a wide range of clients, including individuals, high-net-worth individuals, corporations, businesses, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor fee
1
2
WI
11/10/2016 - Present
BFC Planning, Inc. (Monroe WI)
WI
05/31/2012 - 11/30/2016
LPL FINANCIAL LLC (MONROE WI)
WI
03/07/2007 - 06/04/2012
EDWARD JONES (BRODHEAD WI)
WI
01/17/2006 - 01/04/2007
FFP SECURITIES, INC. (ARGYLE WI)
IL
10/01/2002 - 01/23/2006
AMERICAN GENERAL SECURITIES INCORPORATED (WARREN IL)
TX
01/07/2002 - 10/01/2002
FRANKLIN FINANCIAL SERVICES CORPORATION (HOUSTON TX)
TX
03/05/1998 - 12/13/2001
FRANKLIN FINANCIAL SERVICES CORPORATION (HOUSTON TX)
IA
Issued 05/04/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/30/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/31/2017
Series 3 - National Commodity Futures Examination
BC
Issued 03/06/2007
Series 7 - General Securities Representative Examination
BC
Issued 03/03/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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