Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stuart? Claim Your ProfileStuart Lee Peterson is a financial advisor with Janney Montgomery Scott LLC. Stuart has been in the industry since November 16, 2004 and has a combined 22 years of experience. Stuart is licensed to provide advisory services in Colorado, Connecticut, Delaware, Florida, Illinois, Indiana, Iowa, Maine, Massachusetts, Missouri, New Hampshire, New Jersey, New York, North Carolina, Ohio, Rhode Island, South Carolina, Utah, and Virginia. Stuart has Series 6, 7, 31, and 66 licenses. Stuart’s previous experience includes time with J.P. MORGAN SECURITIES LLC, MORGAN STANLEY & CO. INCORPORATED, WORLD EQUITY GROUP, INC., WORLD GROUP SECURITIES, INC., and WMA SECURITIES, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fee plus commission
1
2
RI
11/17/2014 - Present
Janney Montgomery Scott LLC (South Kingstown RI)
RI
07/16/2008 - 10/16/2014
J.P. MORGAN SECURITIES LLC (PROVIDENCE RI)
IL
07/30/2007 - 04/29/2008
MORGAN STANLEY & CO. INCORPORATED (CHICAGO IL)
IL
05/29/2002 - 10/03/2003
WORLD EQUITY GROUP, INC. (SCHAUMBURG IL)
GA
04/12/2002 - 05/30/2002
WORLD GROUP SECURITIES, INC. (DULUTH GA)
GA
12/03/2001 - 04/12/2002
WMA SECURITIES, INC. (DULUTH GA)
GA
09/25/2000 - 10/22/2001
WMA SECURITIES, INC. (DULUTH GA)
BOTH
Issued 08/20/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/25/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/11/2007
Series 31 - Futures Managed Funds Examination
BC
Issued 07/27/2007
Series 7 - General Securities Representative Examination
BC
Issued 09/22/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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