Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stuart? Claim Your ProfileStuart Laurence Rosenthal is a financial advisor with Cetera Investment Advisers LLC. Stuart has been in the financial services industry since 1988 and has experience working with a variety of clients, including individuals, families, businesses, and non-profit organizations. Stuart is a Certified Financial Planner™ and holds the Series 6, 7, and 63 licenses. Stuart is also registered to provide investment advisory services in several states. Stuart is committed to providing personalized financial advice and helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
PA
06/29/2023 - Present
Cetera Investment Advisers LLC (WEXFORD PA)
MD
05/08/1996 - 06/09/2021
VOYA FINANCIAL ADVISORS, INC. (Baltimore MD)
NE
10/21/1993 - 05/15/1996
MUTUAL OF OMAHA INVESTOR SERVICES, INC. (OMAHA NE)
NJ
09/24/1991 - 07/14/1993
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NE
06/06/1988 - 09/13/1991
MUTUAL OF OMAHA FUND MANAGEMENT COMPANY (OMAHA NE)
IA
Issued 8/29/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 5/21/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/22/1997
Series 7 - General Securities Representative Examination
BC
Issued 5/25/1988
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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