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Stuart John Homcy

TD Securities (usa) LLC

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About Stuart John Homcy

Stuart Homcy is a financial professional with over 5 years of experience in the securities industry. Stuart currently holds the Series 99 and SIE licenses, and is registered with TD Securities (USA) LLC. Stuart is currently employed by TD Securities (USA) LLC. Stuart is located at One Vanderbilt Avenue in New York, New York.

Firm Information

Stuart Homcy is currently registered with TD Securities (usa) LLC. TD Securities (USA) LLC is a Limited Liability Company formed in November 2004. The firm is registered in all 50 states, as well as the District of Columbia and Puerto Rico. It is also registered with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

174

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Stuart Homcy’s Registration & Firm History

NY

01/28/2014 - Present

TD Securities (usa) LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/28/2014

Series 99 - Operations Professional Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Stuart John Homcy.
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