Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stuart? Claim Your ProfileStuart Hawkins is a financial advisor with SPC. Stuart has been in the financial industry since 1993, and has experience with a variety of firms, including MSI Financial Services, Inc. and New England Securities. Stuart is registered with the state of Connecticut as both a broker-dealer and an investment advisor representative. He is also registered with the state of Massachusetts as a broker-dealer. Stuart holds the Series 6, 63 and 65 licenses. Stuart offers financial planning, portfolio management, and investment advisory services to individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consultation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar attendance fees
1
2
CT
07/07/2016 - Present
SPC (West Hartford CT)
CT
01/02/2015 - 07/18/2016
MSI FINANCIAL SERVICES, INC. (WEST HARTFORD CT)
CT
09/24/1993 - 01/02/2015
NEW ENGLAND SECURITIES (WEST HARTFORD CT)
IA
Issued 05/26/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/28/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/23/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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