Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stuart? Claim Your ProfileStuart Henley is an Investment Advisor Representative. Stuart is currently registered with Harmony Asset Management LLC. Prior to this Stuart Henley was registered with Calton & Associates, Inc. and Morgan Stanley. Stuart Henley has a total of 2 state registrations, 4 product registrations, and 2 exams. Stuart Henley specializes in providing financial planning services. Stuart Henley also provides Portfolio Management services for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
AZ
10/13/2023 - Present
Harmony Asset Management LLC (SCOTTSDALE AZ)
FL
06/18/2018 - 08/14/2018
CALTON & ASSOCIATES, INC. (TAMPA FL)
FL
06/01/2009 - 03/19/2018
MORGAN STANLEY (TAMPA FL)
FL
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (TAMPA FL)
FL
05/20/1999 - 04/02/2007
MORGAN STANLEY DW INC. (TAMPA FL)
NJ
12/09/1991 - 05/24/1999
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
01/31/1986 - 12/23/1991
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
06/26/1985 - 02/11/1986
IDS MARKETING CORPORATION
IA
Issued 11/07/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/05/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/14/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/21/1986
Series 3 - National Commodity Futures Examination
BC
Issued 10/19/1985
Series 7 - General Securities Representative Examination
BC
Issued 06/25/1985
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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