Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stuart? Claim Your ProfileStuart Strumwasser is a financial professional with over 30 years of experience in the industry. Stuart is currently registered with BA Securities, LLC and has been with the firm since January 2023. Stuart holds FINRA Series 7, 63, and 82 licenses, and has passed the SIE and Series 65 exams. Prior to joining BA Securities, LLC Stuart was employed by DALMORE GROUP LLC, STILLPOINT CAPITAL, LLC, LPE SECURITIES, LLC, THE SILVERFERN GROUP, INC., OPPENHEIMER & CO. INC., CIBC WORLD MARKETS CORP., ADVEST, INC. and PAINEWEBBER INCORPORATED. Stuart is registered in 13 states including California, Colorado, Connecticut, District of Columbia, Florida, Georgia, New Jersey, New Mexico, New York, Ohio, Pennsylvania, Texas and Utah.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
01/04/2023 - Present
BA Securities, LLC (NEW YORK NY)
NY
05/07/2019 - 12/31/2022
DALMORE GROUP LLC (New York NY)
FL
09/21/2017 - 05/02/2019
STILLPOINT CAPITAL, LLC (TAMPA FL)
NY
09/16/2011 - 08/18/2017
LPE SECURITIES, LLC (NEW YORK NY)
CT
06/14/2007 - 03/07/2011
THE SILVERFERN GROUP, INC. (GREENWICH CT)
NY
01/03/2003 - 02/06/2006
OPPENHEIMER & CO. INC. (NEW YORK NY)
NY
02/16/2001 - 01/03/2003
CIBC WORLD MARKETS CORP. (NEW YORK NY)
CT
02/13/1995 - 03/02/2001
ADVEST, INC. (HARTFORD CT)
NY
06/29/1992 - 02/14/1995
GRUNTAL & CO. INCORPORATED (NEW YORK NY)
NJ
03/20/1990 - 06/29/1992
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
IA
Issued 01/06/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/06/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/21/2013
Series 82 - Limited Representative-Private Securities Offerings
BC
Issued 03/17/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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