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Stuart Jay Knobel

Capitol Securities Management, Inc.

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About Stuart Jay Knobel

Stuart Jay Knobel is a Registered Representative and Investment Adviser Representative with Capitol Securities Management, Inc. Stuart has been in the industry since April 23, 1973. Stuart is registered with the state of South Carolina and has passed the Series 63, Series 65, Series 7, Series 9, Series 10, Series 40, and the SIE exam. Stuart has previously worked for Stifel, Nicolaus & Company, Incorporated; Scott & Stringfellow, LLC; Edgar M. Norris & Co., Inc; Interstate Securities Corporation; and Klugh & Company, Inc. Stuart is also registered with the state of Florida, Georgia, and Ohio. Stuart offers financial planning, pension consulting, educational seminars, and portfolio management services.

Firm Information

Stuart Knobel is currently registered with Capitol Securities Management, Inc.. Capitol Securities Management, Inc. is a corporation formed in March 1981 and based in Glen Allen, Virginia. They are an SEC-registered investment advisor with over 100 investment advisor representatives and licensed agents. The firm manages between $1 billion and $10 billion in client assets and offers a variety of advisory services including financial planning, pension consulting, educational seminars, portfolio management for individuals and businesses, and selection of other advisors. Their clients include high-net-worth individuals, trusts and estates, corporations, individuals other than high-net-worth, pension plans, and charitable organizations. They are registered in all 50 states and the District of Columbia.
Capitol Securities Management, Inc.

4050 INNSLAKE DRIVE

GLEN ALLEN, VA 23060

$1.40B

Assets Under Management

51

Total Clients

139

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Stuart Knobel’s Registration & Firm History

SC

01/25/2019 - Present

Capitol Securities Management, Inc. (Anderson SC)

SC

02/26/2009 - 01/30/2019

STIFEL, NICOLAUS & COMPANY, INCORPORATED (ANDERSON SC)

SC

03/07/2001 - 03/23/2009

SCOTT & STRINGFELLOW, LLC (GREENVILLE SC)

SC

09/22/1982 - 03/07/2001

EDGAR M. NORRIS & CO., INC. (GREENSVILLE SC)

NA

01/09/1978 - 05/11/1982

INTERSTATE SECURITIES CORPORATION

NA

12/12/1972 - 04/14/1978

KLUGH & COMPANY, INC.

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Licenses & Designations

IA

Issued 03/19/1996

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 09/29/1982

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 01/02/2023

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 04/22/1999

Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)

BC

Issued 06/22/1977

F04 - Financial Principal Examination

BC

Issued 06/22/1977

Series 40 - Registered Principal Examination

BC

Issued 01/02/2023

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/06/1972

Series 1 - Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 3 public disclosures for Stuart Jay Knobel. Review regulatory record here.
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