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Stuart Jay Horowitz

Joseph Gunnar & Co. LLC

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About Stuart Jay Horowitz

Stuart Jay Horowitz is a registered representative with Joseph Gunnar & Co. LLC, a firm headquartered in Uniondale, New York. Stuart has been in the industry since 1992 and has been associated with Joseph Gunnar & Co. LLC since 2014. Stuart holds licenses for Series 7, Series 63, and SIE. In addition to his current role at Joseph Gunnar & Co. LLC, Stuart has previously worked for EarlyBirdCapital, Inc., GKN Securities Corp., PaineWebber Incorporated, and Lehman Brothers Inc.

Firm Information

Stuart Horowitz is currently registered with Joseph Gunnar & Co. LLC. Joseph Gunnar & Co. LLC is a Limited Liability Company registered with the SEC and in 53 states. The firm, founded in 1997, is headquartered in Uniondale, New York and provides portfolio management services for individuals and selects other advisers. They are registered to offer wrap fee programs and have reported 5 regulatory events and 12 arbitration disclosures.
Joseph Gunnar & Co. LLC

1000 RXR PLAZA

UNIONDALE, NY 11556

$31.02M

Assets Under Management

Not reported

Total Clients

36

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Share in fees paid to tpmms

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Stuart Horowitz’s Registration & Firm History

NY

03/14/2014 - Present

Joseph Gunnar & Co. LLC (NEW YORK NY)

NY

11/22/2000 - 03/13/2014

EARLYBIRDCAPITAL, INC. (MELVILLE NY)

NY

03/31/1995 - 06/11/2001

GKN SECURITIES CORP. (NEW YORK NY)

NJ

07/20/1993 - 03/30/1995

PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)

NY

07/20/1992 - 07/01/1993

LEHMAN BROTHERS INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 09/27/1991

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/18/1992

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are 2 public disclosures for Stuart Jay Horowitz. Review regulatory record here.
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