Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stuart? Claim Your ProfileStuart James Cestia is a registered representative with Northwestern Mutual Investment Services, LLC. Stuart has been in the securities industry since December 2, 1998. Stuart has Series 6, 26 and 63 licenses and is registered in Louisiana. Stuart was previously employed by Robert W. Baird & Co. Incorporated. Stuart's current branch location is in Lafayette, Louisiana.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
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2
LA
12/03/1998 - Present
Northwestern Mutual Investment Services, LLC (LAFAYETTE LA)
WI
12/03/1998 - 01/01/2002
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
BC
Issued 12/19/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/02/2006
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/23/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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