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Stuart James Baker

Kovack Advisors, Inc.

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About Stuart James Baker

Stuart James Baker is an investment advisor representative at Kovack Advisors, Inc. Stuart has been in the financial services industry since December 1982. Stuart is registered with the state of California as an Investment Advisor Representative. Stuart is also registered with the state of Florida as an Investment Advisor Representative and as a Broker-Dealer. Stuart holds Series 6, 7, 26, 63, and 65 licenses. In addition to Kovack Advisors, Inc., Stuart has also worked at LPL Financial LLC, Investcorp, Inc., IFG Network Securities, Inc., and First Investors Corporation. Stuart's areas of expertise include financial planning, portfolio management for businesses and individuals, and selection of other advisors.

Firm Information

Stuart Baker is currently registered with Kovack Advisors, Inc.. Kovack Advisors, Inc. is an investment advisor headquartered in FT. LAUDERDALE, FL. The firm manages $4.29 billion in assets for a variety of clients, including high-net-worth individuals, corporations, individuals other than high-net-worth, and pension and profit-sharing plans. Kovack Advisors provides financial planning, portfolio management for businesses and individuals, and selection of other advisors. The firm employs 229 licensed agents and 300 investment adviser representatives. The firm's SEC number is 801-63048.
Kovack Advisors, Inc.

6451 N. FEDERAL HWY

FT. LAUDERDALE, FL 33308

$4.29B

Assets Under Management

1,602

Total Clients

264

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Stuart Baker’s Registration & Firm History

MA

03/24/2015 - Present

Kovack Advisors, Inc. (PLYMOUTH MA)

SC

12/09/2014 - 02/10/2015

LPL FINANCIAL LLC (FORT MILL SC)

MA

08/10/1994 - 12/11/2014

INVESTACORP, INC. (PLYMOUTH MA)

GA

05/22/1991 - 09/13/1994

IFG NETWORK SECURITIES, INC. (ATLANTA GA)

NA

03/19/1984 - 06/03/1991

FIRST INVESTORS CORPORATION

NJ

12/17/1982 - 06/03/1991

FIRST INVESTORS CORPORATION (EDISON NJ)

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Licenses & Designations

IA

Issued 01/06/2014

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/25/1983

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/06/1991

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/16/1996

Series 7 - General Securities Representative Examination

BC

Issued 11/29/1982

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There is public disclosure for Stuart James Baker. Review regulatory record here.
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