Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stuart? Claim Your ProfileStuart Michael Taylor is a financial advisor with over 30 years of experience in the industry. Stuart has worked with clients in various capacities at several financial institutions, including Morgan Stanley, RBC Dain Rauscher, and First Independent Financial Services. Stuart currently works at Osaic Wealth, Inc. and is registered with the state of Texas as a Registered Investment Advisor and a Registered Representative. Stuart is a Series 3, 7, 8, 24, 63, and 65 licensed advisor and has earned the Securities Industry Essentials (SIE) designation. Stuart specializes in financial planning, pension consulting, portfolio management for individuals and businesses, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
05/31/2016 - Present
Osaic Wealth, Inc. (THE WOODLANDS TX)
TX
09/19/2008 - 11/17/2015
FIRST INDEPENDENT FINANCIAL SERVICES, INC. (THE WOODLANDS TX)
TX
03/18/2003 - 09/08/2008
IMS SECURITIES, INC. (THE WOODLANDS TX)
NY
01/24/2002 - 01/14/2003
RBC DAIN RAUSCHER INC. (NEW YORK NY)
NY
03/18/1999 - 01/23/2002
MORGAN STANLEY DW INC. (PURCHASE NY)
IL
03/09/1998 - 04/12/1999
COVA LIFE SALES COMPANY (OAKBROOK TERRACE IL)
NY
06/09/1997 - 10/09/1997
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NY
09/08/1994 - 04/17/1995
CAREY FINANCIAL CORPORATION (NEW YORK NY)
FL
10/04/1993 - 01/21/1994
RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)
NA
01/14/1993 - 08/10/1993
SPECTRUM CAPITAL GROUP
MA
11/20/1989 - 01/27/1993
JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)
MA
11/20/1989 - 01/27/1993
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
NA
07/26/1988 - 10/03/1989
POLARIS SECURITIES CORPORATION
NA
03/06/1986 - 06/07/1988
FOX CAPITAL CORPORATION
NA
06/22/1983 - 01/21/1986
CLAYTON BROWN & ASSOCIATES, INC.
IA
Issued 7/11/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 7/3/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 4/23/2004
Series 24 - General Securities Principal Examination
BC
Issued 6/17/1997
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/22/1992
Series 3 - National Commodity Futures Examination
BC
Issued 6/18/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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