Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stuart? Claim Your ProfileStuart Herskowitz is an investment advisor representative with over 30 years of experience in the financial industry. Stuart is currently registered with USI Advisors in Glastonbury, CT and has previously worked with other firms, including Pensionmark Securities, LLC, Mid Atlantic Capital Corporation, Ensemble Financial Services, Inc., Commonwealth Equity Services, Inc. and PPI Employee Benefits Corporation. Stuart holds a Series 6, 63, 26 and 65 licenses and has experience working with a variety of clients including corporations, state and municipal government entities, pension and profit-sharing plans, insurance companies and investment companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Seminars and consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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CT
10/25/2023 - Present
USI Advisors (GLASTONBURY CT)
CT
01/02/2018 - 10/17/2023
PENSIONMARK SECURITIES, LLC (Bloomfield CT)
CT
07/01/2011 - 12/31/2017
MID ATLANTIC CAPITAL CORPORATION (WEST HARTFORD CT)
CT
08/10/1998 - 06/30/2011
ENSEMBLE FINANCIAL SERVICES, INC. (WEST HARTFORD CT)
MA
01/08/1997 - 10/13/1997
COMMONWEALTH EQUITY SERVICES, INC. (WALTHAM MA)
CT
09/28/1992 - 09/10/1996
PPI EMPLOYEE BENEFITS CORPORATION (MIDDLETOWN CT)
IA
Issued 11/26/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/06/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/24/1997
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/26/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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