Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stuart? Claim Your ProfileStuart Goldstein is a financial advisor with over 25 years of experience in the financial services industry. Stuart is currently registered with Moelis & Co. LLC and has been with the firm since June 2009. Prior to joining Moelis, Stuart held positions with Citigroup Global Markets Inc and Salomon Brothers Inc. Stuart is a licensed securities principal and holds Series 7, 24, 63, 79TO, 99TO, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
06/01/2009 - Present
Moelis & Co. LLC (LOS ANGELES CA)
CA
08/20/1997 - 05/29/2009
CITIGROUP GLOBAL MARKETS INC. (PALO ALTO CA)
NY
11/29/1997 - 09/01/1998
SALOMON BROTHERS INC. (NEW YORK NY)
BC
Issued 09/20/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/23/2006
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/18/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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