Unclaimed
Stuart Farb is a financial advisor with over 47 years of experience in the industry. Stuart is currently registered with Commonwealth Financial Network and has been with them since March 2023. Prior to that, Stuart was with Lincoln Financial Advisors Corporation. Stuart holds several professional designations, including a Chartered Financial Consultant designation. Stuart is a Series 6, 7, 22, and 63 licensed professional. Stuart is also licensed in Alabama, Colorado, Florida, Indiana, Massachusetts, Missouri, North Carolina, Pennsylvania, and Texas. Stuart is a Registered Representative and Investment Advisor Representative for Commonwealth Financial Network.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
03/03/2023 - Present
Commonwealth Financial Network (Maitland FL)
FL
03/03/1976 - 03/02/2023
LINCOLN FINANCIAL ADVISORS CORPORATION (MAITLAND FL)
FL
03/03/1976 - 04/10/2006
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (MAITLAND FL)
AZ
11/19/1989 - 06/07/1990
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
NA
04/22/1983 - 11/19/1989
INTEGRATED RESOURCES EQUITY CORPORATION
NA
12/28/1981 - 01/03/1989
LINCOLN NATIONAL PENSION INSURANCE COMPANY
BC
Issued 03/01/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 22TO - Direct Participation Programs Representative Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/21/1984
Series 7 - General Securities Representative Examination
BC
Issued 02/26/1976
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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