Unclaimed
Stuart Henry Brehm is a financial advisor with W&S Brokerage Services, Inc., a broker-dealer with offices in Cincinnati, OH. Stuart is registered with FINRA, and is licensed to conduct business in California, Michigan and Oklahoma. Stuart has been active in the securities industry since 2020, and has experience with Series 6TO, SIE and Series 63 exams. Stuart's firm provides investment advisory services to individuals, and has over $122 million in assets under management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
CA
10/28/2022 - Present
W&S Brokerage Services, Inc. (San Diego CA)
CA
05/09/2022 - 10/27/2022
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (CARLSBAD CA)
CA
07/29/2021 - 01/29/2022
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (CARLSBAD CA)
BC
Issued 06/10/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/29/2021
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 12/30/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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