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Stuart Glenn Schwadron

Btig, LLC

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About Stuart Glenn Schwadron

Stuart Glenn Schwadron is a financial professional with over 25 years of experience in the industry. Stuart is currently registered with Btig, LLC, a broker-dealer headquartered in Miami, FL. Prior to joining Btig, LLC, Stuart was registered with Guggenheim Securities, LLC, Nomura Securities International, Inc. and Sanford C. Bernstein & Co., LLC. Stuart has a broad range of experience in the financial services industry, including experience as a securities trader and general securities representative. Stuart holds Series 7, Series 55, Series 57TO, and SIE licenses. Stuart is registered in 10 states, including California, Connecticut, Florida, Georgia, Illinois, Massachusetts, New Jersey, New York, Pennsylvania and Texas.

Firm Information

Stuart Schwadron is currently registered with Btig, LLC. Btig, LLC is a Limited Liability Company formed in 2002. It is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm also holds an approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

154

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Stuart Schwadron’s Registration & Firm History

FL

04/16/2019 - Present

Btig, LLC (Miami FL)

NY

02/19/2013 - 01/17/2019

GUGGENHEIM SECURITIES, LLC (NEW YORK NY)

NY

07/15/2010 - 12/19/2012

NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)

NY

12/07/2000 - 02/03/2010

SANFORD C. BERNSTEIN & CO., LLC (NEW YORK NY)

NY

01/31/1997 - 12/07/2000

SANFORD C. BERNSTEIN & CO., INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 09/05/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/26/2000

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 08/13/1996

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MEMX LLC

N

NYSE Arca, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Stuart Glenn Schwadron.
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