Unclaimed
Stuart Franklin Gray is a financial advisor with Osaic FA, Inc. based in BALTIMORE, MD. Stuart has over 14 years of experience in the financial services industry. Stuart is registered to provide investment advice in 21 states and the District of Columbia. Stuart has passed the Series 6, 7, 66 and SIE exams. Prior to joining Osaic FA, Inc., Stuart was a financial advisor at HORNOR, TOWNSEND & KENT, INC., and METLIFE SECURITIES INC. Stuart is also an insurance agent for Springlake Financial.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Retirement plan consulting services provided on a limited basis.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MD
02/12/2020 - Present
Osaic FA, Inc. (BALTIMORE MD)
MD
10/12/2012 - 04/13/2017
HORNOR, TOWNSEND & KENT, INC. (HUNT VALLEY MD)
MD
08/26/2009 - 10/23/2012
METLIFE SECURITIES INC. (BALTIMORE MD)
BOTH
Issued 11/12/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/15/2009
Series 7 - General Securities Representative Examination
BC
Issued 08/24/2009
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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